SFC Licences of CHENG Shih-hsin 鄭士欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 06 April 2018 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 08 March 2018 | |
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RO | 1 | 10 November 2017 | 26 February 2018 |
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | 1 | 30 December 2016 | 10 November 2017 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 11 October 2016 | 30 December 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 January 2013 | 13 September 2016 |