SFC Licences of SPENCE Matthew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 January 2017 | 25 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 January 2017 | 25 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 October 2016 | 12 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 October 2016 | 12 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 May 2016 | 25 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 May 2016 | 25 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 October 2015 | 27 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 October 2015 | 27 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 May 2015 | 19 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 May 2015 | 19 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2014 | 20 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 November 2014 | 20 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2014 | 17 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2014 | 17 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 January 2014 | 21 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 January 2014 | 21 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 January 2013 | 25 January 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 January 2013 | 25 January 2013 |