SFC Licences of LO Yi Wa, Eva 盧爾華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 09 November 2018 | 01 June 2019 |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 07 May 2018 | 01 June 2019 |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 23 April 2018 | 01 June 2019 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 04 January 2016 | 01 April 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 January 2013 | 29 June 2014 |