SFC Licences of TSUI Siu Ling 徐小玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 28 July 2016 | 01 March 2018 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 28 July 2016 | 01 March 2018 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 20 February 2013 | 15 December 2014 |