SFC Licences of LAU Yau Leong 劉友亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Investment Management Limited 南華投資管理有限公司 RE 9 26 May 2017 31 July 2017
South China Research Limited 南華資料研究有限公司 RE 4 26 May 2017 31 July 2017
South China Securities Limited 南華證券投資有限公司 RE 1 26 May 2017 31 July 2017
Excellent Tide Securities Limited 佳湧證券有限公司 RE 1 13 February 2017 28 April 2017
RE 9 13 February 2017 28 April 2017
RE 4 13 February 2017 28 April 2017
South China Investment Management Limited 南華投資管理有限公司 RE 9 15 December 2016 16 January 2017
South China Research Limited 南華資料研究有限公司 RE 4 15 December 2016 16 January 2017
South China Securities Limited 南華證券投資有限公司 RE 1 29 October 2015 16 January 2017
RE 9 29 October 2015 15 December 2016
RE 4 29 October 2015 15 December 2016
South China Capital Limited 南華融資有限公司 RE 6 22 January 2013 09 January 2015