SFC Licences of LAU Yau Leong 劉友亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 26 May 2017 | 31 July 2017 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 26 May 2017 | 31 July 2017 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 26 May 2017 | 31 July 2017 |
Excellent Tide Securities Limited 佳湧證券有限公司 | RE | 1 | 13 February 2017 | 28 April 2017 |
RE | 9 | 13 February 2017 | 28 April 2017 | |
RE | 4 | 13 February 2017 | 28 April 2017 | |
South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 15 December 2016 | 16 January 2017 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 15 December 2016 | 16 January 2017 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 29 October 2015 | 16 January 2017 |
RE | 9 | 29 October 2015 | 15 December 2016 | |
RE | 4 | 29 October 2015 | 15 December 2016 | |
South China Capital Limited 南華融資有限公司 | RE | 6 | 22 January 2013 | 09 January 2015 |