SFC Licences of WANG Qian 王茜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 22 June 2021 27 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 22 June 2021 27 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 June 2021 27 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 20 August 2014 31 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 January 2013 31 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 January 2013 31 May 2021