SFC Licences of BAKHRU Hemant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 18 December 2014 | 16 July 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 February 2013 | 07 August 2014 |