SFC Licences of LAI Iris Chin Yan 賴展昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mingshi Investment Management Limited RO 4 05 June 2023
Mingshi Investment Management Limited RO 9 16 September 2021
OP Investment Management Limited 東英投資管理有限公司 RE 9 15 September 2020 15 September 2021
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 1 24 January 2020 14 April 2020
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 9 30 May 2018 14 April 2020
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 19 April 2017 14 February 2020
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 4 09 March 2017 14 April 2020
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 09 March 2017 30 May 2018
Springboard Capital Limited 思博資本有限公司 RE 9 28 August 2015 24 February 2017
Springboard Capital Limited 思博資本有限公司 RE 4 28 August 2015 24 February 2017
Ortus Capital Management Limited 泓策投資管理有限公司 RE 9 31 January 2013 25 July 2015