SFC Licences of LAI Iris Chin Yan 賴展昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mingshi Investment Management Limited | RO | 4 | 05 June 2023 | |
Mingshi Investment Management Limited | RO | 9 | 16 September 2021 | |
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 15 September 2020 | 15 September 2021 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RO | 1 | 24 January 2020 | 14 April 2020 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RO | 9 | 30 May 2018 | 14 April 2020 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 19 April 2017 | 14 February 2020 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 4 | 09 March 2017 | 14 April 2020 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 09 March 2017 | 30 May 2018 |
Springboard Capital Limited 思博資本有限公司 | RE | 9 | 28 August 2015 | 24 February 2017 |
Springboard Capital Limited 思博資本有限公司 | RE | 4 | 28 August 2015 | 24 February 2017 |
Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 31 January 2013 | 25 July 2015 |