SFC Licences of LAU Kendrick Nam Fun 劉南勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 25 February 2019 13 March 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 22 January 2019 13 March 2020
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 9 14 December 2016 07 August 2018
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 4 14 December 2016 07 August 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 18 November 2015 08 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 November 2015 08 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 18 November 2015 08 October 2016
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 9 01 February 2013 31 May 2013