SFC Licences of GARING Simon Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 10 April 2017 | 11 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 10 April 2017 | 11 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 January 2014 | 10 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 January 2014 | 10 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2013 | 06 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 December 2013 | 06 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 July 2013 | 26 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 July 2013 | 26 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 June 2013 | 14 June 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 June 2013 | 14 June 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 February 2013 | 07 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 February 2013 | 07 February 2013 |