SFC Licences of SEO Jangwon 徐章源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 4 30 December 2020
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 1 30 December 2020
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 4 04 December 2020 30 December 2020
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 1 04 December 2020 30 December 2020
J.P. Morgan Broking (Hong Kong) Limited RE 5 05 April 2013 09 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 05 April 2013 09 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 05 April 2013 09 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 April 2013 09 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 February 2013 28 March 2013
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 February 2013 28 March 2013
J.P. Morgan Broking (Hong Kong) Limited RE 5 01 February 2013 28 March 2013
J.P. Morgan Broking (Hong Kong) Limited RE 2 01 February 2013 28 March 2013