SFC Licences of SEO Jangwon 徐章源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 4 | 30 December 2020 | |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 1 | 30 December 2020 | |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 4 | 04 December 2020 | 30 December 2020 |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 1 | 04 December 2020 | 30 December 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 April 2013 | 09 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 April 2013 | 09 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 April 2013 | 09 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 April 2013 | 09 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 February 2013 | 28 March 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 February 2013 | 28 March 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 February 2013 | 28 March 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 February 2013 | 28 March 2013 |