SFC licenceholder BAV309 YAN Han 嚴晗

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 22 July 2015
S&P Global Ratings Hong Kong Limited RE [10] (Providing Credit Rating Services) 31 January 2013 30 June 2015