SFC Licences of GRIBBIN Ian Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 September 2014 | 14 December 2020 |
| Merrill Lynch Far East Limited | RE | 7 | 06 September 2013 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 01 February 2013 | 20 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 February 2013 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 01 February 2013 | 20 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 February 2013 | 23 September 2013 |