SFC Licences of YAN Jianlin 閆建霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 20 October 2015 | 15 December 2015 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 20 October 2015 | 15 December 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 6 | 17 July 2013 | 30 September 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 4 | 17 July 2013 | 30 September 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 1 | 17 July 2013 | 30 September 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 04 February 2013 | 17 July 2013 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 04 February 2013 | 17 July 2013 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 04 February 2013 | 17 July 2013 |