SFC Licences of YAN Jianlin 閆建霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 20 October 2015 15 December 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 20 October 2015 15 December 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 17 July 2013 30 September 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 17 July 2013 30 September 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 17 July 2013 30 September 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 04 February 2013 17 July 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 04 February 2013 17 July 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 04 February 2013 17 July 2013