SFC Licences of BAINBRIDGE James William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 24 October 2017 | 23 November 2017 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 24 October 2017 | 23 November 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 July 2013 | 02 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 February 2013 | 01 March 2013 |