SFC Licences of BURNS Nikolas Peter Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 15 January 2018 | 19 January 2018 |
UBS Securities Asia Limited | RE | 4 | 01 August 2017 | 05 August 2017 |
UBS Securities Asia Limited | RE | 4 | 03 February 2017 | 08 February 2017 |
UBS Securities Asia Limited | RE | 4 | 18 February 2013 | 11 May 2016 |