SFC Licences of CARRIGAN Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 20 June 2014 | 31 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 21 February 2013 | 21 December 2013 |