SFC licenceholder BAX113 SIT Cheng Po 薛鄭寶

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE [1] (Dealing in Securities) 03 March 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 29 November 2017 05 February 2018
Natixis Asia Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 July 2014 25 September 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities) 03 March 2014 29 March 2014
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 20 February 2013 28 March 2013
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [2] (Dealing in Futures Contracts) 20 February 2013 28 March 2013