SFC Licences of SIT Cheng Po 薛鄭寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | 1 | 03 March 2020 | 01 December 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 29 November 2017 | 05 February 2018 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 29 November 2017 | 05 February 2018 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 29 November 2017 | 05 February 2018 |
Natixis Asia Limited | RE | 4 | 10 July 2014 | 25 September 2015 |
Natixis Asia Limited | RE | 1 | 10 July 2014 | 25 September 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 March 2014 | 29 March 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 20 February 2013 | 28 March 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 20 February 2013 | 28 March 2013 |