SFC licenceholder BAX113 SIT Cheng Po 薛鄭寶
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 05 April 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | [1] (Dealing in Securities) | 03 March 2020 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 29 November 2017 | 05 February 2018 |
| Natixis Asia Limited | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 July 2014 | 25 September 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | [1] (Dealing in Securities) | 03 March 2014 | 29 March 2014 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 | RE | [1] (Dealing in Securities) | 20 February 2013 | 28 March 2013 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 | RE | [2] (Dealing in Futures Contracts) | 20 February 2013 | 28 March 2013 |