SFC Licences of CHOW Ting Yuen 周霆遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 23 July 2018 | 18 July 2023 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 07 March 2016 | 15 June 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 February 2013 | 28 May 2014 |