SFC Licences of LEE Chi Kin 李志建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 13 November 2023 | |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 12 July 2021 | |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RO | 1 | 24 May 2021 | 01 September 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 1 | 24 May 2021 | |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 24 May 2021 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 05 March 2013 | 19 October 2013 |