SFC Licences of ROMERO DE DIEGO Heliodoro Pedro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 20 January 2020 | 24 January 2020 |
UBS Securities Asia Limited | RE | 1 | 28 June 2018 | 06 July 2018 |
UBS Securities Asia Limited | RE | 1 | 06 April 2018 | 13 April 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 22 February 2013 | 01 March 2013 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 February 2013 | 01 March 2013 |