SFC Licences of KWONG Joseph Gin Ming 鄺展明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 16 August 2018 | 19 June 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 June 2015 | 19 June 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 10 June 2015 | 13 August 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 June 2015 | 13 August 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 10 June 2015 | 13 August 2018 |
| Glenworth Capital Limited | RE | 4 | 06 June 2013 | 16 August 2013 |
| ASA Securities Limited 富國證券有限公司 | RE | 4 | 19 March 2013 | 20 May 2013 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 19 March 2013 | 20 May 2013 |