SFC Licences of RASKIN Iain Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LMR Partners Limited | RE | 9 | 19 July 2019 | 17 July 2023 |
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 30 May 2018 | 18 April 2019 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 21 March 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 21 March 2018 |
| UBS Securities Asia Limited | RE | 2 | 03 September 2014 | 21 March 2018 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 03 September 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 September 2014 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 25 February 2013 | 21 March 2018 |