SFC Licences of LORD James Kenji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 09 October 2023 | 12 October 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 09 October 2023 | 12 October 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 01 March 2023 | 03 March 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 March 2023 | 03 March 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 March 2023 | 03 March 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 13 September 2019 | 18 September 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 13 September 2019 | 18 September 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 September 2019 | 18 September 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 06 March 2018 | 08 March 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 06 March 2018 | 08 March 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 March 2018 | 08 March 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 February 2017 | 10 February 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 June 2015 | 03 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 February 2013 | 05 March 2013 |