SFC Licences of ZHANG Lin 張琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 January 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 16 January 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 January 2019 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 May 2016 | 27 September 2018 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 16 December 2015 | 13 April 2016 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 26 February 2013 | 13 April 2016 |