SFC licenceholder BAX948 ZHANG Lin 張琳

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 16 January 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 16 January 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 14 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 19 May 2016 27 September 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE [1] (Dealing in Securities) 16 December 2015 13 April 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE [4] (Advising on Securities) 26 February 2013 13 April 2016