SFC Licences of HORIUCHI Shinichiro 堀内伸一郎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Asia Limited | RE | 9 | 20 January 2023 | |
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 08 March 2019 | 20 April 2022 |
Horizon Asset International (HK) Limited | RE | 9 | 30 June 2014 | 07 March 2019 |
UBS Derivatives Hong Kong Limited | RE | 2 | 18 July 2013 | 10 May 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 18 July 2013 | 10 May 2014 |
UBS Securities Asia Limited | RE | 2 | 01 March 2013 | 10 May 2014 |
UBS Securities Asia Limited | RE | 1 | 01 March 2013 | 10 May 2014 |