SFC Licences of WU Di 吴荻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldstream Securities Limited 金涌証券有限公司 | RO | 1 | 11 May 2023 | |
Goldstream Capital Management Limited 金涌資本管理有限公司 | RO | 9 | 11 May 2023 | |
Goldstream Capital Management Limited 金涌資本管理有限公司 | RO | 4 | 11 May 2023 | |
Goldstream Capital Management Limited 金涌資本管理有限公司 | RE | 9 | 19 April 2017 | 11 May 2023 |
Goldstream Capital Management Limited 金涌資本管理有限公司 | RE | 4 | 19 April 2017 | 11 May 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 07 March 2013 | 06 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 March 2013 | 06 October 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 March 2013 | 06 October 2016 |