SFC Licences of TAM Yuet Fung 譚鉞鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 11 March 2024 | |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 18 November 2020 | 31 March 2023 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 17 March 2020 | 23 October 2020 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 01 August 2019 | 29 February 2020 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 15 February 2019 | 30 June 2019 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 03 July 2017 | 31 May 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 September 2013 | 28 October 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 June 2013 | 28 October 2013 |
Public Securities Limited 大眾証券有限公司 | RE | 1 | 04 March 2013 | 12 June 2013 |