SFC Licences of POON Ho Yee 潘灝儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 28 November 2014 | 21 January 2016 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 04 March 2013 | 31 October 2014 |