SFC Licences of SUEN Ho Yi 孫可兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 | RE | 9 | 20 September 2021 | 17 May 2023 |
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 | RO | 1 | 02 July 2020 | 17 May 2023 |
Yellow River Securities Limited 黃河證券有限公司 | RO | 1 | 01 June 2017 | 01 July 2020 |
Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 07 December 2015 | 31 May 2017 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 4 | 29 December 2014 | 01 December 2015 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 11 June 2013 | 01 December 2015 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 11 March 2013 | 30 May 2013 |