SFC Licences of LO Yan Mei 盧昕䉠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 RE 6 11 January 2023 28 July 2023
Redwood Asset Management Limited 紅木林資產管理有限公司 RE 9 13 July 2021 31 December 2021
Redwood Asset Management Limited 紅木林資產管理有限公司 RE 4 13 July 2021 31 December 2021
Redwood Asset Management Limited 紅木林資產管理有限公司 RE 1 29 June 2021 31 December 2021
VMS Securities Limited 鼎珮證券有限公司 RE 6 21 November 2017 28 May 2021
VMS Securities Limited 鼎珮證券有限公司 RE 1 21 November 2017 28 May 2021
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 11 April 2013 29 July 2013
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 11 April 2013 29 July 2013