SFC Licences of LO Yan Mei 盧昕䉠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 | RE | 6 | 11 January 2023 | 28 July 2023 |
Redwood Asset Management Limited 紅木林資產管理有限公司 | RE | 9 | 13 July 2021 | 31 December 2021 |
Redwood Asset Management Limited 紅木林資產管理有限公司 | RE | 4 | 13 July 2021 | 31 December 2021 |
Redwood Asset Management Limited 紅木林資產管理有限公司 | RE | 1 | 29 June 2021 | 31 December 2021 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 6 | 21 November 2017 | 28 May 2021 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 21 November 2017 | 28 May 2021 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 2 | 11 April 2013 | 29 July 2013 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 11 April 2013 | 29 July 2013 |