SFC Licences of KIM Lee Seul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 22 January 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 January 2021 | |
Oaktree Capital (Hong Kong) Limited | RE | 1 | 02 June 2017 | 30 October 2020 |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 29 January 2015 | 12 May 2017 |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 29 January 2015 | 12 May 2017 |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 1 | 29 January 2015 | 12 May 2017 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 13 March 2013 | 21 November 2014 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 13 March 2013 | 21 November 2014 |