SFC Licences of ZHAO Ju 趙駒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 28 April 2016 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 27 October 2015 | 28 April 2016 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 26 March 2015 | 27 October 2015 |
| UBS Securities Hong Kong Limited | RE | 6 | 18 March 2013 | 10 December 2014 |