SFC Licences of WATANABE Ritsuo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 13 October 2023 23 October 2023
Merrill Lynch (Asia Pacific) Limited RE 4 11 October 2019 17 October 2019
Merrill Lynch (Asia Pacific) Limited RE 4 22 March 2019 26 March 2019
Merrill Lynch (Asia Pacific) Limited RE 4 08 October 2018 12 October 2018
Merrill Lynch (Asia Pacific) Limited RE 4 29 March 2018 04 April 2018
Merrill Lynch (Asia Pacific) Limited RE 1 29 March 2018 04 April 2018
Merrill Lynch (Asia Pacific) Limited RE 4 09 November 2017 17 November 2017
Merrill Lynch (Asia Pacific) Limited RE 1 09 November 2017 17 November 2017
Merrill Lynch (Asia Pacific) Limited RE 4 16 October 2017 18 October 2017
Merrill Lynch (Asia Pacific) Limited RE 1 16 October 2017 18 October 2017
Merrill Lynch (Asia Pacific) Limited RE 4 10 March 2017 14 March 2017
Merrill Lynch (Asia Pacific) Limited RE 1 10 March 2017 14 March 2017
Merrill Lynch (Asia Pacific) Limited RE 4 29 September 2016 04 October 2016
Merrill Lynch (Asia Pacific) Limited RE 1 29 September 2016 04 October 2016
Merrill Lynch (Asia Pacific) Limited RE 4 10 June 2016 14 June 2016
Merrill Lynch (Asia Pacific) Limited RE 1 10 June 2016 14 June 2016
Merrill Lynch (Asia Pacific) Limited RE 4 05 October 2015 06 October 2015
Merrill Lynch (Asia Pacific) Limited RE 1 05 October 2015 06 October 2015
Merrill Lynch (Asia Pacific) Limited RE 4 14 July 2015 15 July 2015
Merrill Lynch (Asia Pacific) Limited RE 1 14 July 2015 15 July 2015
Merrill Lynch (Asia Pacific) Limited RE 4 17 March 2015 18 March 2015
Merrill Lynch (Asia Pacific) Limited RE 1 17 March 2015 18 March 2015
Merrill Lynch (Asia Pacific) Limited RE 4 06 October 2014 07 October 2014
Merrill Lynch (Asia Pacific) Limited RE 1 06 October 2014 07 October 2014
Merrill Lynch (Asia Pacific) Limited RE 4 17 March 2014 18 March 2014
Merrill Lynch (Asia Pacific) Limited RE 1 17 March 2014 18 March 2014
Merrill Lynch (Asia Pacific) Limited RE 4 22 October 2013 24 October 2013
Merrill Lynch (Asia Pacific) Limited RE 1 22 October 2013 24 October 2013
Merrill Lynch (Asia Pacific) Limited RE 4 27 March 2013 28 March 2013
Merrill Lynch (Asia Pacific) Limited RE 1 27 March 2013 28 March 2013