SFC Licences of MATSUMOTO Jun 松本淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AFO Management Limited | RO | 9 | 08 January 2019 | 05 August 2021 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 01 September 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 September 2017 |
UBS Securities Asia Limited | RE | 2 | 05 April 2013 | 01 September 2017 |
UBS Securities Asia Limited | RE | 1 | 05 April 2013 | 01 September 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 05 April 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 05 April 2013 | 18 December 2016 |