SFC Licences of CHAN Kin To Christopher 陳建圖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rockpool Capital Limited 摩石資本有限公司 RE 9 27 December 2019 30 June 2022
Rockpool Capital Limited 摩石資本有限公司 RE 4 27 December 2019 30 June 2022
Rockpool Capital Limited 摩石資本有限公司 RE 1 27 December 2019 30 June 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 24 March 2014 03 June 2019
J.P. Morgan Broking (Hong Kong) Limited RE 2 24 March 2014 03 June 2019
J.P. Morgan Broking (Hong Kong) Limited RE 5 05 April 2013 09 March 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 05 April 2013 09 March 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 05 April 2013 09 March 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 April 2013 09 March 2014