SFC Licences of CUI Ran 崔然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chelsea Securities Limited 昭海金融證券有限公司	RO	6	21 December 2021
Chelsea Securities Limited 昭海金融證券有限公司	RE	9	05 October 2021
Chelsea Securities Limited 昭海金融證券有限公司	RE	4	05 October 2021
Chelsea Securities Limited 昭海金融證券有限公司	RE	1	05 October 2021
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RE	9	18 March 2019	24 September 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	4	18 March 2019	24 September 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	13 March 2019	24 September 2021
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	04 July 2018	25 January 2019
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	1	04 July 2018	25 January 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	23 October 2014	08 April 2018
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	23 October 2014	08 April 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	16 April 2013	08 April 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	16 April 2013	08 April 2018