SFC Licences of LAU Kai Yam 劉佳鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 | RE | 1 | 15 August 2018 | 11 May 2023 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 20 September 2017 | 07 August 2018 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 26 June 2017 | 25 August 2017 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 17 May 2017 | 25 August 2017 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 02 December 2016 | 28 December 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 21 March 2013 | 07 May 2013 |