SFC Licences of XIE Yan 謝雁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 March 2013 09 December 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 26 March 2013 09 December 2015