SFC Licences of TSE Ka Man, Carmen 謝嘉汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 22 June 2020 | 01 January 2023 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 22 June 2020 | 01 January 2023 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 26 March 2013 | 09 August 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 26 March 2013 | 09 August 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 26 March 2013 | 09 August 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 26 March 2013 | 09 August 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 26 March 2013 | 09 August 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 26 March 2013 | 09 August 2013 |