SFC Licences of THOMSON James Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 18 December 2018 | 30 December 2022 |
| Natixis Asia Limited | RE | 1 | 18 December 2018 | 30 December 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 22 August 2016 | 29 June 2018 |