SFC Licences of SI Siyuan 司思遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 June 2015 11 October 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 June 2015 11 October 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 26 March 2013 31 March 2015
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 26 March 2013 31 March 2015