SFC Licences of CHUN Ting 秦婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 May 2015 | 26 February 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 21 April 2015 | 26 February 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 25 April 2013 | 25 April 2014 |