SFC Licences of WONG Hiu Chun 黃曉珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongcai Securities Limited 中財證券有限公司 | RE | 1 | 18 April 2019 | 03 November 2020 |
ASA Securities Limited 富國證券有限公司 | RE | 2 | 22 December 2015 | 17 May 2016 |
ASA Securities Limited 富國證券有限公司 | RE | 1 | 22 December 2015 | 17 May 2016 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 22 December 2014 | 07 December 2015 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 22 December 2014 | 07 December 2015 |
iBest Consultants Limited | RE | 4 | 22 April 2014 | 23 August 2014 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 April 2014 | 23 August 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 22 April 2014 | 23 August 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 April 2014 | 23 August 2014 |
iBest Consultants Limited | RE | 2 | 15 April 2013 | 23 August 2014 |
iBest Consultants Limited | RE | 1 | 15 April 2013 | 23 August 2014 |