SFC Licences of ZENG Lu 曾璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RO | 2 | 23 May 2018 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 16 December 2016 | 23 May 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 28 March 2013 | 15 September 2016 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 28 March 2013 | 15 September 2016 |