SFC Licences of LOK Chiu Chan 駱昭塵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	9	17 April 2020
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	4	17 April 2020
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	1	17 April 2020
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	9	18 March 2020	17 April 2020
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	4	18 March 2020	17 April 2020
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	1	18 March 2020	17 April 2020
Superactive Financial Group Company Limited 先機金融集團有限公司	RO	1	08 June 2018	31 December 2019
Superactive Financial Group Company Limited 先機金融集團有限公司	RO	9	12 December 2016	31 December 2019
Superactive Financial Group Company Limited 先機金融集團有限公司	RO	5	12 December 2016	31 December 2019
Superactive Financial Group Company Limited 先機金融集團有限公司	RO	4	12 December 2016	31 December 2019
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	9	09 November 2016	12 December 2016
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	5	09 November 2016	12 December 2016
Superactive Financial Group Company Limited 先機金融集團有限公司	RE	4	09 November 2016	12 December 2016
Mason Futures Limited 茂宸期貨有限公司	RE	2	09 October 2013	31 October 2016
Mason Securities Limited 茂宸證券有限公司	RE	4	09 October 2013	31 October 2016
Mason Securities Limited 茂宸證券有限公司	RE	1	09 October 2013	31 October 2016
ASA Securities Limited 富國證券有限公司	RE	1	22 April 2013	30 September 2013
ASA Securities Limited 富國證券有限公司	RE	2	22 April 2013	30 September 2013
ASA Securities Limited 富國證券有限公司	RE	4	22 April 2013	30 September 2013