SFC Licences of ZHANG Zhijie 章智杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chinagri Cheung Kong Company Limited 中農長江有限公司
RO 4, 9 15 January 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司
RE 4, 9 23 January 2020 30 June 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司
RO 9 02 May 2019 23 January 2020
CMBC Securities Company Limited 民銀證券有限公司
RO 1 13 February 2019 30 June 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司
RO 4 13 February 2019 23 January 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司
RE 9 14 November 2018 02 May 2019
CMBC Asset Management Company Limited 民銀資產管理有限公司
RE 4 28 September 2018 13 February 2019
CMBC Securities Company Limited 民銀證券有限公司
RE 1 28 September 2018 13 February 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RO 1 24 May 2017 10 September 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RO 1, 4, 6 24 May 2017 10 September 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RE 1, 4, 6 15 September 2016 24 May 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 15 September 2016 24 May 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 09 March 2016 12 September 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 09 March 2016 12 September 2016
Natixis Asia Limited
RE 1, 4 02 April 2013 08 January 2014