SFC Licences of YU Tian 于天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 9 | 18 August 2020 | |
SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 18 August 2020 | |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 14 February 2014 | 03 July 2020 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 14 February 2014 | 03 July 2020 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 14 February 2014 | 03 July 2020 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 05 April 2013 | 27 January 2014 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 05 April 2013 | 27 January 2014 |