SFC Licences of YU Tian 于天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 18 August 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 4 18 August 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 14 February 2014 03 July 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 14 February 2014 03 July 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 14 February 2014 03 July 2020
CCB International Securities Limited 建銀國際證券有限公司 RE 4 05 April 2013 27 January 2014
CCB International Securities Limited 建銀國際證券有限公司 RE 1 05 April 2013 27 January 2014