SFC Licences of TOMIMATSU Yosuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 November 2017 | 31 December 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 October 2015 | 08 October 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 October 2015 | 08 October 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 April 2015 | 09 April 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 April 2015 | 09 April 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 November 2014 | 27 November 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 November 2014 | 27 November 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2014 | 10 April 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 April 2014 | 10 April 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 September 2013 | 03 October 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 September 2013 | 03 October 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 April 2013 | 19 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 April 2013 | 19 April 2013 |