SFC Licences of TOMIMATSU Yosuke

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 27 November 2017 31 December 2022
Merrill Lynch (Asia Pacific) Limited RE 4 06 October 2015 08 October 2015
Merrill Lynch (Asia Pacific) Limited RE 1 06 October 2015 08 October 2015
Merrill Lynch (Asia Pacific) Limited RE 4 02 April 2015 09 April 2015
Merrill Lynch (Asia Pacific) Limited RE 1 02 April 2015 09 April 2015
Merrill Lynch (Asia Pacific) Limited RE 4 25 November 2014 27 November 2014
Merrill Lynch (Asia Pacific) Limited RE 1 25 November 2014 27 November 2014
Merrill Lynch (Asia Pacific) Limited RE 4 08 April 2014 10 April 2014
Merrill Lynch (Asia Pacific) Limited RE 1 08 April 2014 10 April 2014
Merrill Lynch (Asia Pacific) Limited RE 4 30 September 2013 03 October 2013
Merrill Lynch (Asia Pacific) Limited RE 1 30 September 2013 03 October 2013
Merrill Lynch (Asia Pacific) Limited RE 4 17 April 2013 19 April 2013
Merrill Lynch (Asia Pacific) Limited RE 1 17 April 2013 19 April 2013