SFC Licences of LI Cheng 李成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 21 April 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 25 June 2018 | 21 April 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 28 November 2013 | 30 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 May 2013 | 07 October 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 May 2013 | 07 October 2013 |